Baird Augustine (“Baird Augustine,” “we,” “our,” or “us”) is committed to protecting your privacy and handling your personal information with the highest standards of integrity, security, and discretion. This Privacy Policy explains how we collect, use, disclose, and safeguard information when you visit our website, engage with our services, attend our events, or otherwise interact with us.

By accessing or using our website or services, you acknowledge that you have read and understood this Privacy Policy.

1. Who We Are

Baird Augustine is a Silicon Valley–based neo-investment bank providing institutional advisory, alternative asset management support, corporate development services, and curated investor events. Securities, where applicable, are offered through Umergence LLC, Member FINRA / SIPC.

2. Information We Collect

We may collect the following categories of information:

2.1 Information You Provide Voluntarily

• Name

• Email address

• Company or organization

• Job title

• Phone number

• Messages or inquiries submitted through forms

• Applications for events, podcasts, memberships, or partnerships

• Scheduling information for calls or meetings

We do not intentionally collect sensitive personal data such as Social Security numbers, government IDs, or financial account numbers through our website.

2.2 Information Collected Automatically

When you visit our website, we may automatically collect:

• IP address

• Browser type and version

• Device information

• Pages visited and time spent

• Referring URLs

• Cookies and similar tracking technologies

This data is used for analytics, security, and site optimization.

2.3 Information from Third Parties

We may receive information from:

• Event platforms (e.g., ticketing or RSVP services)

• Scheduling tools

• Analytics providers

• Professional or institutional partners (where permitted by law)

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3. How We Use Your Information

We use information collected for legitimate business purposes, including to:

• Respond to inquiries and communications

• Schedule and conduct introductory calls

• Evaluate applications for events, podcasts, or memberships

• Provide updates about services, events, or content (where permitted)

• Improve website performance and user experience

• Maintain security and prevent fraud

• Comply with legal, regulatory, and compliance obligations

We do not sell personal information.

4. Cookies & Tracking Technologies

We use cookies and similar technologies to:

• Understand site usage and performance

• Improve functionality

• Maintain security

You may control cookies through your browser settings. Disabling cookies may affect certain features of the website.

5. How We Share Information

We may share information only in the following circumstances:

• With service providers who support our operations (e.g., hosting, analytics, scheduling), under confidentiality obligations

• With affiliates or partners where relevant to an inquiry or service, and only as permitted by law

• For legal or regulatory reasons, including compliance with FINRA, SEC, or other applicable authorities

• In connection with a business transaction, such as a merger, acquisition, or restructuring

We do not share personal information for marketing by third parties.

6. Securities & Investment Disclaimer

Information collected or presented through this website:

• Does not constitute an offer or solicitation of securities

• Does not constitute investment advice

• Is provided for informational purposes only

Any investment-related activity is subject to eligibility, compliance review, and direct communication with authorized representatives.

7. Data Security

We implement commercially reasonable administrative, technical, and organizational safeguards designed to protect personal information against unauthorized access, disclosure, alteration, or destruction.

However, no system can be guaranteed to be 100% secure.

8. Data Retention

We retain personal information only as long as necessary to:

• Fulfill the purposes outlined in this policy

• Meet legal, regulatory, or compliance obligations

• Resolve disputes and enforce agreements

9. Your Rights & Choices

Depending on your jurisdiction, you may have rights to:

• Access the personal information we hold about you

• Request correction or deletion

• Opt out of certain communications

• Restrict or object to certain processing

To exercise these rights, contact us at info@bairdaugustine.com.

10. California Privacy Rights (CCPA / CPRA)

California residents have the right to:

• Know what personal information is collected

• Request deletion of personal information

• Opt out of the sale of personal information (we do not sell data)

• Not be discriminated against for exercising privacy rights

Requests may be submitted via email to info@bairdaugustine.com.

11. International Users

If you access our website from outside the United States, you acknowledge that your information may be transferred to and processed in the United States, where data protection laws may differ from those in your jurisdiction.

12. Third-Party Links

Our website may contain links to third-party sites. We are not responsible for the privacy practices or content of those websites.

13. Children’s Privacy

Our website and services are not directed to individuals under the age of 18, and we do not knowingly collect personal information from minors.

14. Changes to This Policy

We may update this Privacy Policy from time to time. Any changes will be posted on this page with an updated effective date.

Continued use of the website after changes constitutes acceptance of the revised policy.

15. Contact Us

If you have questions about this Privacy Policy or our data practices, please contact:

Baird Augustine
📧 info@bairdaugustine.com